Regulatory Reporting Newsletter – Issue 9

Moving from a firm of 300,000 to 30

The impact of Covid on the next generation of consultants: A personal account

How to avoid potential hidden consequences of SEC’s new transaction reporting rules.

SFTR: despite the success, there is still work to be done.

Buyside focus: Impact of Covid-19 by Lynn Strongin Dodds.

How to manage up without looking manipulative.

Baking in the right values from the start.

OUR FINTECH ROUNDUP ALSO COVER NEW HIRES AND GOLDENSORCE AND QUORSUS

Quorsus appoints new Director of Business Development